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DISCLAIMER
Trading Brain 4u is a SEBI registered Research Analyst. We do not promise guaranteed returns, profit-sharing services, or any services not listed on our website. Please act only on our official SMS/communications and always use your own judgement before investing. Investment in securities market is subject to market risks. Read all related documents carefully before investing.       Trading Brain 4u is a SEBI registered Research Analyst. We do not promise guaranteed returns, profit-sharing services, or any services not listed on our website. Please act only on our official SMS/communications and always use your own judgement before investing. Investment in securities market is subject to market risks. Read all related documents carefully before investing.

Disclaimer & Disclosures

Standard disclosures, internal policies, investor charter, code of conduct, privacy, refund policy & terms as per SEBI (Research Analysts) Regulations, 2014

Standard Disclosure

1. About the Research Analyst

Naved Ahmed Ansari is an Individual Research Analyst having its registered office at Office No. 124, B Wing, 12th Floor, Mittal Tower, Nariman Point, Fort, Mumbai, Maharashtra –400021.

Trading Brain 4U was registered with SEBI vide Registration number INH000009418 on April 29, 2022, pursuant to which it provides Research Analyst services to its clients.

2. About the Research Analyst's Qualification

Mr. Naved Ahmed Ansari holds a degree in Cost & Management Accountant. With experience in the financial markets, he has developed strong analytical skills, excelling in identifying investment opportunities and implementing effective strategies.

3. Details of Business Activities

M/s. Trading Brain 4U provides research services of Investment & Trading recommendation on the equities, commodities, related derivatives.

4. Disciplinary History

There are no outstanding litigations or no disciplinary history against Trading Brain 4U.

5. Terms and Conditions on which Research Report is being issued
  • Trading Brain 4U has exercised due diligence in checking the correctness and authenticity of the information contained herein, so far as it relates to current and historical information, but does not guarantee its accuracy or completeness. The opinions expressed are based on our current research as of the date appearing in the material and may be subject to change from time to time without notice.
  • Trading Brain 4U does not accept any liability arising from the use of this document or the information contained herein. The recipients of this material should rely on their own judgment and take their own professional advice before acting on this information.
  • Trading Brain 4U shall not be in any way responsible for any loss or damage that may arise to any person/s from any inadvertent error in the information contained, views and opinions expressed in this publication.
6. Trading Brain 4U or its associates, including relatives
  • Do not hold any financial interest in the Subject companies.
  • Do not have any actual/beneficial ownership of more than 1% in the subject companies.
  • Do not have any other material conflict of interest.
7.

Trading Brain 4U or its associates are not affiliated with any other intermediaries or have received any brokerage or commission from any third party.

8.

Trading Brain 4U or its associates have not received any compensation from the Subject companies covered by Research Analyst during the past twelve months.

9.

Trading Brain 4U or its associates have not managed or co-managed public offering of securities of the Subject companies during the past twelve months.

10.

Trading Brain 4U or its associates has not served as an officer, director or employee of the Subject companies and has not been engaged in the market making activity of the Subject companies.

11.

Trading Brain 4U have ensured that the facts mentioned in the research report are taken from the reliable source and information. However, the investors are advised to independently evaluate the market conditions/ risks involved before making the investment decision.

Internal Policies Details

Details about internal policies and control procedures to effectively address conflict of interest.

The internal policies and control procedures help to promote unbiased research and effectively address conflict of interest which may affect the impartiality of the research analysis and research report/research recommendations. The details about the internal policies and control procedures are as follows:

  1. I will not deal or trade in the securities that I have recommended to the clients or followed within 30 days before and 5 days after the publication of research recommendations or research reports.
  2. I will not deal or trade directly or indirectly in securities in a manner contrary to the recommendations given to the client.
  3. Records will be kept for my personal trading or transactions in securities done by me as the Research Analyst.
  4. I will not purchase or receive securities of the issuer before the issuer's initial public offering if the issuer is principally engaged in the same types of business as companies that I follow or recommend.
  5. There will be a clear and defined process for research or selecting securities for recommendations. The process will be followed at all times to avoid any conflict of interest.
  6. There will always be an adequate documentary basis, supported by research, for giving recommendations/calls.
  7. The aim will always be to promote reliable research that reflects unbiased views. The views and recommendations given by the research analyst will not be affected by any market news.
  8. The recommendations will not be used to manipulate the market. The source used for doing research will always be authentic. The information used for research will not be from any source which is not authentic. It will always be ensured that the software used for research and analysis is reliable.
  9. If there is any material conflict of interest at the time of giving recommendations, adequate disclosures will be given to the clients about the same.
  10. The research activities will be clearly segregated from other activities and there will be an arms-length relationship between the activities.
  11. The code of conduct will be strictly adhered to, at all times.

Investor Charter in Respect of Research Analyst (RA)

A. Vision and Mission Statements for investors

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst with respect to the investors

To publish research reports based on the research activities of the RA.

To provide an independent unbiased view on securities. To offer unbiased recommendation, disclosing the financial interests in recommended securities. To provide research recommendation, based on analysis of publicly available information and known observations. To conduct audit annually.

C. Details of services provided to investors (No Indicative Timelines)

Onboarding of Clients Disclosure to Clients:

  1. To distribute research reports and recommendations to the clients without discrimination.
  2. To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
D. Details of grievance redressal mechanism and how to access it

In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days. If the investor's complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI's SCORES portal which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint. With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

E. Expectations from the investors (Responsibilities of investors)

Do's

  1. Always deal with SEBI registered Research Analyst.
  2. Ensure that the Research Analyst has a valid registration certificate.
  3. Check for SEBI registration number.
  4. Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: SEBI Registered Research Analysts
  5. Always pay attention towards disclosures made in the research reports before investing.
  6. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
  7. Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.
  8. Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
  9. Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don'ts

  1. Do not provide funds for investment to the Research Analyst.
  2. Don't fall prey to luring advertisements or market rumors.
  3. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
  4. Do not share login credentials and password of your trading and demat accounts with the Research Analyst.

Code of Conduct for Research Analyst

TradingBrain4u - Naved Ahmed Ansari (Proprietor) is SEBI Registered Research Analyst. In accordance to Regulation 24 (2) of the SEBI (Research Analyst) Regulations, 2014, I shall maintain the following Code of Conduct:

  1. Honesty and Good Faith: I shall act honestly and in good faith.
  2. Diligence: I shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.
  3. Conflict of Interest: I shall effectively address conflict of interest which may affect the impartiality of research analysis and research report and shall make appropriate disclosures to address the same.
  4. Insider Trading or front running: I shall not engage in insider trading or front running of my own research report.
  5. Confidentiality: I shall maintain confidentiality of report till the report is made public.
  6. Professional Standard: I am engaged in research analysis and shall observe high professional standard while providing Trading Recommendations.
  7. Compliance: I shall comply with all regulatory requirements applicable to the conduct of its business activities.
  8. Responsibility of senior management: I shall bear primary responsibility of senior management for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.

Privacy Policy

www.tradingbrain4u.com (hereinafter referred to as “website/www.tradingbrain4u.com”) is the domain owned by the Proprietor Mr. Naved Ahmed Ansari. Trading Brain 4U offers Trading Recommendation on INDEX Derivatives, as significant part of our services and on Equity/Commodity and related Derivatives, to retail participants majorly along with HNI clients/subscribers on subscription basis. One must read the full list of disclaimers and disclosures available here on the website.

Use of the information herein is at one's own risk. www.tradingbrain4u.com will not be liable for any losses incurred or investment(s)/Trading Recommendations, made or decisions taken/or not taken based on the information provided herein. Information contained herein does not constitute a personal recommendation or take into account the particular investment objectives, financial situations, or needs of individual investors. We operate under “ONE TO MANY BASIS”. All content and information is provided on an “As is” basis by www.tradingbrain4u.com. Information herein is believed to be reliable but www.tradingbrain4u.com does not warrant its completeness or accuracy and expressly disclaims all warranties and conditions of any kind, whether express or implied. The performance data quoted if any, represents past performance and does not guarantee future results.

  • We Ask for Pan Card and other details from our clients, i.e. name, email, phone number, State before they sign up for our services and for KYC purpose. This is taken through in house team member of Trading Brain 4U.
  • We retain records relating to the services that we provide so that we are better able to assist our clients with professional guidelines or requirements of law.
  • By registering your mobile number on Trading Brain 4U website or showing interest in our advertising campaign, or after speaking to our team member it will be presumed that you agree to be contacted by our team member or sent WhatsApp/SMSs related to our services.
  • Documents and information containing any non-public personal information are safeguarded and not disclosed to anyone, unless authorized by the client or required by law.
  • We restrict access of client data only to those employees and Associates who are involved in offering and administering the products and services we offer.
  • We train our employees in the importance of maintaining confidentiality and customer privacy.
  • We destroy, erase or make unreadable documentation containing Client's data and/or other non-public personal information prior to its disposal.
  • We continuously monitor and make adjustments to this Client Personal Information Protection Policy as necessary.
  • We only use your personal information to provide you the service at your account. The only use we will be bringing to your information will be for providing the services to you for which you have subscribed to us. We do not spam you.

Refund Policy

Termination of service and refund of fees:

Disclosure that the RA may suspend or terminate rendering of research services to client on account of suspension/cancellation of registration of RA by SEBI and shall refund the residual amount to the client.

In case of suspension of certificate of registration of the RA for more than 60 (sixty) days or cancellation of the RA registration, RA shall refund the fees, on a pro rata basis for the period from the effective date of cancellation/suspension to end of the subscription period.

Terms & Conditions

1. INTRODUCTION

1.1. Parties

Research Analyst (hereinafter “RA,” “We,” “Our,” or “Us”)

  • Registered with the Securities and Exchange Board of India (“SEBI”) under Registration No. INH000009418 and Name TRADING BRAIN 4U.

Client or User (“You,” “Your,” or “Client”)

  • The individual or entity subscribing to or availing research services.
  • Must meet the eligibility requirements set forth herein and under Indian law.
2. PURPOSE

These Terms & Conditions (“T&C”) govern the Client's, from time to time, use or subscription of Our research services (“Services”), including any Digital Platforms, or technology solutions that We or our service provider(s) provide.

2.2. Compliance with SEBI Circular

  • This document incorporates the minimum mandatory provisions contained in the SEBI circular SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2025/004 dated January 08, 2025 (“the Circular”) and relevant amendments to the SEBI (Research Analysts) Regulations, 2014 (“RA Regulations”).
  • In case of conflict between these T&C and any applicable regulations/guidelines issued by SEBI, the SEBI regulations/guidelines shall prevail.
3. DEFINITIONS

Unless the context otherwise requires, the following definitions apply in this T&C:

  • “Client” or “User”: Any person or entity that registers with the RA and agrees to these T&C to avail the Services.
  • “Services”: Includes (a) research reports, data, model portfolios, or analyses pertaining to Indian-listed securities; (b) any online or offline advisory/research support (c) any communications related thereto.
  • “Digital Platform”: Includes websites, mobile or web applications, or other technology platforms (including third-party service providers) used for delivering the Services.
  • “KYC”: Know Your Customer—verification process mandated by SEBI (and other applicable laws) to establish the identity of Clients.
4. SCOPE OF SERVICES

4.1. Research-Only / No Execution

  • You hereby agree and acknowledge that the RA provides research and analysis only and We do not execute trades on behalf of Clients, hold Clients' funds, or provide any assured returns.

4.2. We shall ensure compliance with the SEBI's SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014.

4.3. Use of Artificial Intelligence (AI)

  • In an event we use AI tools (in whole or part) to generate or support research outputs, We shall remain solely responsible for the quality, accuracy, security, and confidentiality of data.
  • We shall disclose the extent of AI usage to the Client when providing Services (or whenever material changes occur).

4.4. No Guarantee of Returns

  • You hereby agree and acknowledge that all investments carry market risk. Any past performance is not indicative of future returns, and the RA does not assure or promise any specific gain or outcome.
5. ELIGIBILITY

5.1. Legal Capacity

  • Only individuals aged 18 years or older (and otherwise competent to contract) or legally incorporated entities may register.
  • If You are a minor or otherwise incapacitated to enter into a contract, You are not permitted to use or subscribe to the Services.

5.2. KYC Compliance

  • You hereby agree and acknowledge that You shall provide accurate and complete information for the purpose of KYC.
  • RA shall verify and/or store such KYC in accordance with SEBI regulations.
  • The RA may terminate or suspend Services if KYC requirements are not met as the applicable regulations or if the information provided is incomplete, false, or misleading.
6. REGISTRATION & ACCOUNTS

6.1. Registration Process

  • To access Our paid Services, Clients shall complete the registration form, provide all mandatory details, and accept these T&C.
  • The RA reserves the right to reject or cancel registration if any of the information provided by You is incorrect or if the Client is ineligible to avail the Services under applicable law.

6.2. Security of Credentials

  • You agree and acknowledge that You shall keep Your login information (including but not limited to username, password) confidential. You shall be liable for any unauthorized use of your account resulting from negligence or sharing of Your credentials.
  • You shall notify Us immediately if You suspect any breach of Your account security.

6.3. Use of Services

  • You shall not reproduce, distribute, copy, sell, or otherwise exploit Our research content without express written consent from the RA.
  • Any unauthorized use of Our Services shall constitute grounds for termination of Services and may lead to legal action against You.
7. FEES & PAYMENT

7.1. Maximum Fee for Individual/HUF Clients

  • As Per Regulation 15A of the RA Regulations and the Circular, We may charge fees up to INR 1,51,000 (Rupees One Lakh Fifty-One Thousand) per annum per “family of client” (for individual and HUF clients).
  • You hereby agree that this amount excludes any statutory taxes and charges.
  • We may revise fees in line with the Cost Inflation Index or as specified by SEBI and/or Research Analyst Administration and Supervisory Body (“RAASB”) as and when notified.

7.2. Fees for Non-Individual or Accredited Investors

  • For corporates, institutions, or accredited investors, fees may be negotiated bilaterally without the above limit, subject to fairness and reasonableness.

7.3. Billing & Mode of Payment

  • Fees may be charged quarterly in advance or in another mutually agreed schedule, subject to the one-quarter advance limit mandated by SEBI.
  • We may offer or guide you regarding the Centralised Fee Collection Mechanism (CeFCoM) as an optional method of fee payment if made available by SEBI.

7.4. Refund Policy

  • The Fees paid are Non-Refundable (unless the registration is suspended or cancelled by SEBI). However, if You provide wrong/incorrect KYC Data the service will not be provided without Refund of any Fees paid.
  • Partial-month subscriptions are generally not refunded except at RA's sole discretion or as required by SEBI.
  • If the RA's SEBI registration is suspended for more than 60 days or cancelled, We shall refund any unutilized fees from that effective date onward.

7.5. Renewal Price

The fee mentioned under Annexure A of this T&C (along with the details of Your chosen plan details and RA details) is the maximum price for renewal. The RA may enhance/reduce the renewal fee at its sole discretion (Subject to Clause 7.1) without prior notice to the Client.

8. MANDATORY TERMS & CONDITIONS (AS PER CIRCULAR ANNEXURE-B)

Below are the minimum mandatory T&C required by the Circular. These provisions are integral to Our agreement with You:

8.1. Availing the Services

  • By subscribing to or otherwise using Our Services, You hereby acknowledge and confirm that You do so at Your sole discretion.
  • Our Services are rendered in accordance with the applicable SEBI (Research Analysts) Regulations, 2014 as well as all other applicable laws.

8.2. Obligations on RA

  • Both RA and Client agree to be bound by the SEBI Act, SEBI (RA) Regulations, and all rules/regulations/circulars in force from time to time.

8.3. Client Information & KYC

  • You shall furnish all required details for KYC in the form mandated by SEBI/RAASB.
  • We will collect, store, verify, and update KYC records as per SEBI norms.

8.4. Standard Terms of Service

  • By giving consent (online/offline) to these T&C, You hereby read and understood the terms and conditions applicable to RA as defined under regulation 2(1)(u) of SEBI (Research Analyst) Regulations, 2014, including the fee structure.
  • You hereby agree and acknowledge that You are subscribing to the Services for Your own benefits and consumption, and any reliance placed on the research report/Recommendations provided by Us shall be as per Your own judgement and assessment of the conclusions contained in the research report.
  • You further agree and acknowledge that: (a) Any investment made based on the recommendations in the research report are subject to market risk; (b) Recommendations in the research report do not provide any assurance of returns; and (c) There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report.
  • We agree and acknowledge that: (a) We are duly registered with SEBI as an RA pursuant to the SEBI (Research Analysts) Regulations, 2014 and Our registration details are: SEBI Registration No. INH000009418 BSE Enlistment No. 5544 (registration number); (b) We have the registration and qualifications required to render the Services contemplated under the RA Regulations, and the same are valid and subsisting; (c) Our Services do not conflict with or violate any provision of law, rule or regulation, contract, or other instrument to which it is a party or to which any of its property is or may be subject and (d) We are not engaged in any additional professional or business activities, on a whole-time basis or in an executive capacity, which interfere with/influence or have the potential to interfere with/influence the independence of research report and/or recommendations contained therein.

8.5. Consideration & Mode of Payment

  • You shall pay the agreed fees plus any statutory charges via permissible methods.
  • We shall not render any research services until Your consent is received and initial fees are paid (as applicable).

8.6. Risk Factors

  • You hereby acknowledge that investing in securities is subject to market risk, including but not limited to volatility and potential loss of principal amount used and any past performance is no indicator of future performance and no returns are guaranteed.

8.7. Conflict of Interest

  • We shall disclose any conflicts of interest as mandated by SEBI and take steps to mitigate or avoid them.
  • Full disclosures, if required, will be provided in each research report or at the time of giving a recommendation.

8.8. Termination of Service & Refund of Fees

  • If Our registration is suspended or canceled by SEBI, We shall refund any residual amount for the unexpired subscription period.
  • We may also suspend/terminate services in an event You breach these T&C or as otherwise allowed by law.

8.9. Grievance Redressal & Dispute Resolution

  • For any grievances (e.g., non-receipt of a research services, any service link missing, or other deficiencies), please email to Our designated Grievance Officer at connect@tradingbrain4u.com within 7 business days of the issue.
  • We shall resolve the grievances within 7 (seven) business working days or such timelines as may be specified by SEBI under the RA Regulation from time to time.
  • If unresolved, You may escalate the complaint to SEBI via the SCORES portal or use any other dispute resolution mechanism specified by SEBI (e.g., arbitration).

8.10. Additional Clauses

  • Any additional voluntary clauses in this T&C shall not conflict with SEBI regulations/circulars.
  • Any changes to such voluntary clauses shall be preceded by 15 days' notice.

8.11. Mandatory Notice

  • Clients shall refer to the Do's and Don'ts while dealing with the Services as specified in SEBI Master Circular No. SEBI/HO/MIRSD-POD-1/P/CIR/2024/49 dated May 21, 2024, or as may be specified by SEBI from time to time.

8.12. Most Important Terms & Conditions (MITC)

  • We shall also disclose MITC (as standardized by the Industry Standards Forum, in consultation with SEBI/RAASB).
  • The MITC explicitly informs Clients that the RA cannot execute trades on behalf of Clients.

8.13. Optional Centralised Fee Collection Mechanism (CeFCoM)

  • If and when available, We will inform you of the optional Centralised Fee Collection Mechanism for IA and RA (“CeFCoM”) to facilitate fee payment.
9. REPRESENTATIONS & WARRANTIES

9.1. RA's Declarations

  • The RA declares that it is duly registered under the SEBI (Research Analysts) Regulations, 2014.
  • The RA, including its Principal Officer (if applicable), meets or exceeds the qualification and certification requirements mandated by SEBI or National Institute of Securities Markets (“NISM”).
  • The RA's services do not conflict with or violate any law or regulation to which it is subject.

9.2. Client's Declarations

  • You represent that You are legally entitled to enter this Agreement and that Your KYC details are true and correct.
  • You understand the nature of market risks and volatility inherent in securities investments.
10. CONFIDENTIALITY & DATA PROTECTION

10.1. Privacy of Client Data

  • We respect Your privacy and will not share or disclose Your personal data except as required by law or to fulfill regulatory obligations (e.g., KYC checks).
  • However, We may share aggregated or anonymized data for research or compliance purposes, without revealing individual identities.

10.2. Security of Client Data

  • While we endeavor to protect data transmissions, we cannot guarantee the complete security of data over the internet.
  • You acknowledge that data transfers may be unencrypted and may pass over multiple networks.
11. LIMITATION OF LIABILITY

11.1. No Assured Returns

  • We shall not be liable for any direct, indirect, incidental, or consequential losses, including lost profits, due to Your reliance on Our research services.

11.2. Force Majeure

  • The RA is not liable for failures or delays in performance arising from events beyond its control, including natural disasters, power outages, or disruptions in telecommunication systems.

11.3. Third-Party Data

  • We rely on third-party market data providers. We do not audit or guarantee the correctness of such data, and shall not be held liable for inaccuracies.
12. INDEMNIFICATION

You agree to indemnify and hold harmless the RA, its officers, employees, and affiliates from any and all claims, damages, losses, or liabilities arising out of:

  • Your breach of these T&C or violation of law.
  • Unauthorized or improper use of Your account.
  • Third-party claims related to Your actions or inactions.
13. SUSPENSION & TERMINATION

13.1. Suspension

  • We reserve the right to suspend Your account or access to Services with or without notice if You breach these T&C or if required by SEBI/regulators.

13.2. Termination

We may terminate this Agreement immediately upon:

  1. Violation of T&C by You.
  2. Directions from SEBI or any competent regulatory authority.
  3. Non-payment of fees (beyond the grace period, if any).

Refunds (if any) shall be governed by Section 7.4 above.

14. MISCELLANEOUS

14.1. Amendments

  • We may modify or update these T&C in accordance with SEBI regulations. Notice of material changes will be posted on Our website/app or emailed to You. Continued use of the Services indicates Your acceptance of updated T&C.

14.2. Severability

  • If any provision is held invalid by a competent authority, the remaining provisions shall continue in effect.

14.3. Governing Law & Jurisdiction

  • These T&C shall be governed by and construed in accordance with the laws of India, and any disputes shall be subject to the exclusive jurisdiction of the courts/tribunals in jurisdiction falling in registered office place in city Mumbai, District- Mumbai, State Maharashtra or as directed by SEBI.

14.4. No Agency

  • Nothing in these T&C shall be deemed to constitute a partnership, agency, or joint venture between the RA and the Client.

14.5. Disclaimer

  • Registration granted by SEBI and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.
  • Investing in stocks/Trading in related Financial Derivatives Instrument (Future & Options Contracts) is subject to market risks. Read all related documents carefully before investing. Consult a qualified financial advisor to understand suitability.

Risk Disclaimer: Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.